Particular

Charges

A. Trade-related services

Brokerage Commission

Standard commission: 0.30% on transaction amount, please refer to the statement for the applicable commission rate
Min : HK$79.00 per transaction(For Internet Trading clients)
Min : HK$100.00 per transaction(For all other clients)

Stamp Duty

0.1% on transaction amount (round up to the nearest dollar) 

Transaction Levy

0.0027% on transaction amount

Trading Fee

0.00565% on transaction amount

CCASS Fee

0.0042% on transaction amount

Accounting and Financial Reporting Council (FRC) Transaction Levy

0.00015% on transaction amount

B. Scrip handling and settlement-related services

Settlement Instruction (S.I.)

For securities transferred out: 0.25% of total consideration of each security using closing price on the previous trading date.
(minimum charges: HK$100 per security)
(Free for stocks transferred in)

Investor Settlement Instruction (I.S.I)

HK$20.00 per stock to be transferred out

(Free for stocks transferred in)

Compulsory Share Buy-Back Fee

HK$500.00 per stock and related charges

Withdrawal of Physical Scrips

(1)HK$100.00 per instruction

(2)HK$5.00 per board lot

Deposit of Physical Scrips

HK$5.00 per board lot for stamp duty

C. Nominee services and corporate actions

Collection of Dividends

Handling Charges - 0.62% of cash amount of dividend
(Min: HK$20.00 / CNY20.00 / USD2.50)
(Max: HK$10,000.00 / CNY10,000.00 / USD1,250.00)

And other broker charges (if applicable)

Registration and transfer fee 

HK$1.50 / CNY1.50 / USD0.20 per board lot , Odd lots also charged at HK$1.50 each

(For first registration with CCASS)

Dividend / Bonus Shares Claim

HK$500.00 per stock per distribution plus

HK$200.00 CCASS charges (if necessary)

Handle Rights Subscription/ Warrants Subscription / Callable Bull/Bear Contracts or Privatization or Cash Offer

(1)HK$100.00 per instruction

(2)HK$0.80 per board lot for corporate action fee (Max: HK$10,000.00)

D. Account maintenance

Monthly statement hard copy charges

(non current month)

HK$20.00 per page

Monthly e-Statement resend charges *

(non current month)

HK$20.00 each

Daily e-Statement resend charges *

(non current month)

HK$20.00 each

Certified true copy

HK$200.00 per instruction

Service fee on accounts receiving hard copy statements

HK$10.00 per month

E. Financing and other services

Penalty for late settlement transaction

Charge interest at Standard Chartered Bank Lending rate + 8% on total late settlement amount

Margin account financing charge

Charge interest at Standard Chartered Bank Lending rate + 3% on total loan amount

I.P.O.

HK$100.00 per instruction

Fund Withdrawal

i). Cheque (Deposit to local bank only)

ii). CHATS (applicable to local banks)

iii). Telegraphic Transfer

iv). Administration fee for first time fund withdrawal (Only applicable to accounts opened via online on or after 1 Sep 2020, and the account has not executed any trades or IPO subscriptions or stock deposits.)

 Free of Charge

Withdrawal Amount HKD Equivalent 1,000,000 or below: Free of Charge

Withdrawal Amount over HKD Equivalent 1,000,000:
     HKD80/CNY80/USD10

HKD300/CNY300/USD40 per instruction (plus additional bank charges)

Additional Telex charges for non-domicile currency TT:

         plus additional HKD80/CNY80/USD10 per instruction

HK$500/ RMB$500 / USD$65
(Depends on the currency of withdrawal)

Return Cheque handling charges

HK$100.00 per return cheque

Disclosure of Beneficial Ownership of Shareholding

HK$500.00 per case