Updated News:
According to Hong Kong regulators, the Hong Kong Investor Identification Regime and the Over-the-Counter Securities Transaction Reporting Regime are expected to be launched
Home> US Stocks> Fee
Open An Account
Forms Register

U.S. Stock Trading Standard Charges 



A.     Trade-related services


0.25% (min. USD 25)

SEC Fees

0.00229% of transaction amount (for SELL trade only)

*changeable irregularly per calendar year based on US SEC policy.

B.     Scrip handling and settlement-related services 

SI Fee

Share Transfer out: USD 150 per stock

Share Transfer in: Free of charge

C.     Nominee services and corporate actions

Dividend Collection

Dividend tax: 30% of cash amount of dividend
Handling Charges :0.2% on net dividend (min USD 20) / or USD 20 per case

Collection of scrip dividend/ bonus issue

Handling Charges :USD 20 per case

ADRs Fee   

USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers)


1. The information contained herein is subject to change without prior notice.
2. Commission rate is charged for every partial or fully executed trade individually.
3. Please refer to your daily or monthly statements for detailed charges of transactions.
4. Effective from 12 May 2014, an extra settlement fee USD100 per transaction (the Envelope Settlement Service Fee) will be charged for 
attached Stocks List.


Copyright (c) First Shanghai Financial Group All Rights Reserved.

live chat