U.S. Stock Trading Standard Charges
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Particular |
Charges |
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A. Trade-related services |
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Commission |
Price of the US stock (Average Execution Price of the trade) |
Brokerage Commission |
| USD 3 above | 0.25% (min. USD 25 per transaction) | |
| USD 3 or below | USD0.009 per share (min. USD25 per transaction) | |
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SEC Fees |
0.00278% of transaction amount (for SELL trade only) *changeable irregularly per calendar year based on US SEC policy. |
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B. Scrip handling and settlement-related services |
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SI Fee |
Share Transfer out: USD 150 per stock Share Transfer in: Free of charge |
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C. Nominee services and corporate actions |
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Dividend Collection |
Dividend tax: 30% of cash amount of dividend |
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Collection of scrip dividend/ bonus issue |
Handling Charges :USD 20 per case |
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ADRs Fee |
USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers) |
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Remark:
1. The information contained herein is subject to change without prior notice.
2. Commission rate is charged for every partial or fully executed trade individually.
3. Please refer to your daily or monthly statements for detailed charges of transactions.
4. Effective from 12 May 2014, an extra settlement fee USD100 per transaction (the Envelope Settlement Service Fee) will be charged for attached Stocks List.